Suggestive List of Early Warning Signals (EWS)

  • Frequent request for exceeding limit
  • Frequent request for ad hoc
  • Inward cheque return
  • Outward Cheque return
  • Stop payment of cheques
  • Non routing of sales through the account
  • Poor operation
  • Short fall in DP
  • Devolvement of L/C
  • Invocation of BG
  • DPG installment not paid in time
  • Non service of interest
  • Nonpayment of installments
  • No operation-dormant
  • Operating with other bank / other non-consortium banks
  • Bills send for collection returned unpaid
  • Delivery of documents free of payment
  • Non retiring of inward bills in time
  • Return of inward bills
  • Insurance expired
  • Overdue packing credit
  • Frequent request for extension of Packing credit
  • Family feud
  • Quarrel among directors /partners
  • Lack of succession plan
  • Adverse market report
  • Fall in turn over
  • Fall in DER
  • Fall in NWC
  • Fall in current asset turnover ratio
  • Piling of finished stocks
  • High intangible assets
  • Increase in non-current assets
  • Investment in associate concern
  • High loans and advances given
  • Cash losses
  • Bad debts
  • Unplanned expansion
  • Fall in market share
  • Change in govt policies
  • Non submission of stock/BD statement
  • Non co-operation for stock inspection
  • Non-cooperation for stock audit
  • Non-cooperation for inspection collaterals and valuation thereof
  • Submitting different statements to different lenders
  • Non supply of proper information on stock statements
  • Obsolete goods
  • Disproportionate/ huge spares and stores
  • Valuation of collaterals old
  • Noncompliance of terms and condition
  • Acceptance of terms and conditions not taken
  • Imperfection of mortgage
  • Vetting of documents not done
  • Credit rating delayed
  • ROC not filed
  • Guarantor not signed documents
  • Overdue for renewal
  • Non submission of MSOD/QIS
  • Non submission of financial papers
  • Non submission of renewal papers despite reminders
  • Diversion of funds
  • Siphoning of funds
  • Willful defaulters
  • Frequent change in balance sheet dates
  • Frequent change of auditors
  • Changing focus on business
  • Long ailment of key person/family members
  • Non achieving targeted turn over
  • Fall in current ratio
  • Erosion of Net worth
  • Fall in interest coverage ratio
  • Stretched receivables
  • High WIP
  • Increase in investments
  • Frequent revaluation of assets
  • Investment in non-business related activities
  • Operating losses
  • Accumulated losses
  • Low capacity utilization
  • Job work
  • Natural calamities

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